Deputy Head Listing

Applicants for this position must have in-depth understanding of the securities industry and capital market transactions as well as the legal and accounting issues relating to listed companies. We are seeking a qualified lawyer, accountant, or holder of a relevant professional designation with a minimum of four years’ post qualification experience gained at a stock exchange, private practice, investment bank, securities house, or with an asset management entity. The position requires sound working knowledge of disclosure issues applicable to financial products, including investment funds and capital markets transactions. The applicant must have experience and knowledge of market regulation (including market surveillance) trading practices, and settlement and clearing of transactions and regulation of listed issuers and their principals. The applicant should be highly motivated, reliable, and able to work in a team environment and possess excellent communication and drafting skills. He or she must be capable of working well under pressure to meet tight deadlines. Listing Department

• To scrutinize, review, and process listing applications in a timely manner;
• To effect the listing of further issues and securities;
• To assist the Head of Listing with the management and supervision of the listing department;
• To assist in executing policy decisions of the Council as related to listing matters and as delegated through the CEO;
• To assist in drafting new rules and regulations for approval relating to listings as and when the need arises;
• To act as the front line for communications with listed and potentially listed entities and liaise with listing agents, broker members, and other professional service providers in relation to listing applications;
• To ensure that listed entities comply with the listing rules and continuing obligations;
• To ensure that there are appropriate mechanisms in place for the dissemination of timely and accurate information about listed entities;
• To ensure that international standards are taken into account in every aspect of the operation of the listing department so that the CSX maintains its reputation for excellent service;
• To assess and advise on the suitability of potential listings for listing purposes;
• To act as the Anti-Money Laundering Compliance Officer and the Money Laundering Reporting Officer;
• To assist the Head of Listing in training other members of the listing department; and
• To assist the Head of Listing with ad-hoc projects if required.

Other CSX Responsibilities

• To act as requested as the Head of Listing in the postholder’s absence; and
• To assist in marketing efforts for the CSX, locally and abroad